T. Popoviciu, Sur certaines inegalités entre les zeros, supposés tous réels, d’un polynôme et ceux de sa deriveé, Ann. Sci. Univ. Iassy, 30 (1944-1947 publ. 1948), pp. 191-218 (in French).
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ON CERTAIN INEQUALITIES BETWEEN THE ZEROES, ALL ASSUMED TO BE REAL, OF A POLYNOMIAL AND THOSE OF ITS DERIVATIVE
Prof. TIBERIU POPOVICIU
1.
—
Consider a polynomialof degreehaving all its real zeros and let
(1)
these zeros.
We know that the derivativealso has all its real zeros. Let us denote by
(2)
the zeros of.
Between the zeros (1) and (2) we first have the fundamental equality
expressing the equality of their respective arithmetic means. This equality is also true without the restriction of the reality of zeros.
There are also important inequality relations between the zeros (1) and (2). We have first
which are immediate consequences of Rolle's theorem. It should be noted that, as a result of the notations used, the
signis valid in both formulas (4) if and only if.
LAGUERRE clarified the inequalities (4) by demonstrating that
(5)
but, as Mr. J v. Sz. NAGY 1 has shown ), we also have the more precise inequalities
(6)
2.
—
We deduced property (6) from a general property of zerosdepending on the zeros). We will recall this property. The zeroscan vary in any way on the real axis, but always respecting the convention (1) We can get an idea of ​​this variation by imagining that the zerosare impervious material points (which does not exclude the possibility that two or more of these points are in the same geometric point of the real axis). Then the zerosare continuous functions of the. We can still reason in the following way. Letthe coordinate pointin an ordinary spacedimensions. Thebeing subject to restriction (1), the pointdescribes a certain region of this space. Or alsothe coordinate pointin an ordinary spacedimensions. So the pointis a continuous function of the point.
Let us complete the preceding observations with a very simple remark. The following (2) ofcan be called the sequence derived from the sequence (1) of. So if thefirst resp. thelast pointstend towardsresp. towards, THEfirst resp. thelast pointsalso tend towardsresp. towards. In addition, the points
0 0 footnotetext: 1. Julius V. Sz. NAGY „Über algebraische Gleichangen mit lauter reillen Wurzeln" Jahresb. d. D. Math. Ver., 27, 37-43, (1918). See also, R, GODEAU „On algebraic equations with all real roots* Mathesis, 45, 245=252, (1931). 2. Tiberru Popoviciu. „On algebraic equations with all real roots". Mathematica 9, 129-145, (1945).
resp.tend towards the points of the derived sequence ofresp..
Now let's return to the property mentioned above. It is the following:
Lemma 1. - Zerosare non-decreasing functions of zeros.
To be complete and also to clarify the statement of the lemma we will give the proof. It is obviously sufficient to examine the variations of thewhen one of the pointsvaries very little. Let's take zeroand suppose thattake a small positive increase. This requires. IfAndobviously does not vary. IfAndbecomes larger according to the remark made above on inequalities (4). Now letand let's ask
always being a fairly small positive number. To show that, has become larger it is enough to demonstrate thathas a zero in the open interval (.). In the left neighborhood ofwe have 3 )
(7)
We then have
But
SO
hence
3) We pose, as usual
(8)
Equalities (7) and (8) demonstrate the property.
Finally, if one or more zesosstart to grow, all zerobetween twodifferent also begins to grow.
3. - Lemma 1 immediately allows us to delimit the sum
(9)
To obtain a lower limit, it is sufficient to make the zeros decrease indefinitely.and to make it decrease untilthe zetos. From thêthè to obtain a higher limitation it is enough to indefinitely extend the zerosand to increase the zeros. until. The limitations sought are therefore given by the polynomials
(10)
(11)
and to obtain them it is enough to write equality (3) for these polynomials.
We thus obtain the following property expressed by
THEOREM 1. - Between the zeros (1) and (2) we have the following inequalities
(12)
(13)
The proof of Lemma 1 also tells us the cases where in (12) and (13) we have equality. First, if
we obviously had 10 worthy in (12) and in (13) since then
Ifequality in (12) and ifthe equality in (13) are impossible for a polynomialof effective degree. Ifthe equality in (12) only holds for the polynomial (10) and ifthe equality in (13) only holds for the polynomial (11).
Forwe find the inequalities (6). For,the two inequalities reduce to equality (3).
In particular, poturand for, we obtain the following property:
THEOREM 2. - The arithmetic mean of the first j zeros (2) is at most equal to the arithmetic mean of theor first zeros (1),
The arithmetic mean of thelast (2) is at least equal to the arithmetic mean oflast zeros (1),
If we notice that by a linear transformationthe derived sequence transforms into the derived sequence of the transform of the primitive sequence, we see that the lower limitations of the sums (9) can be deduced from their upper limitations and vice versa.
4. - By combining inequalities (12) and (13) (among which is also equality (3)), we can deduce other interesting limitations for the sums (9) Let us write
and let us take into account inequalities (12), (13) and equality (3).
By doing the calculations we find the following property THEOREM 3. - Between the zeros (1) and (2) we have the following inequalities
(14)
The equality in (14) is only possible for the polynomial
and in (15) is only possible for the polynomial
It is easy to see that in these cases equality actually takes place. The cases of equality easily result from what we said in the previous No.
The two limitations (12) and (14) of the sum (9) are distinct, unlesswhen they are identical. It is enough to do successively
to see that these two limitations do not result from each other.
We see in the same way that the upper limitations (13) and (15) are independent in the same sense. unlesswhen they are identical.
Forinequalities (14) and (15) become
which are also due to MJ v. Sz. NAGY 4 ).
We do not intend to study more fully the consequences of inequalities (12) and (13). In the following we will indicate another procedure for obtaining inequalities between the zeros (1) and (2).
.
5.
—
We will first supplement Lemma 1 with another general property of zeros (1) and (2). Suppose that we replace the zerosby their average arterial
We then haveand equalities are impossible if.
Let's ask
The derivativehas a single zero in each of the intervals. We will demonstrate that the zero ofin the meantimeis greater thanif.
Indeed, in the right neighborhood ofWe have
(16)
Noting that, or find first.
But
4.
Loc. cit. 1).
SO
We have
so, since,
as a result of the classical inequality between the arithmetic mean and the harmonic mean.
It follows that
(17)
and relations (16) and (17) demonstrate the property.
Note that the property remains true also foreven if, provided, of course, that one has,
So we have
LEMMA 2. - If the zerosare all replaced by their arithmetic mean and if, the zeroand all zeroswhich do not coincide with abecome bigger.
By the transformation ofinalso results in the following property
Lemma 3. - If the zerosare replaced by their arithmetic mean and, the zeroand all zeroswhich do not coincide with abecome smaller.
As an application we can find Theorem 3 by simultaneously applying Lemmas 1, 2 and 3.
6. - Before going further we will establish some limitations relating to the polynomial
In this case a linear and homogeneous inequality between the zeros (1) and (2) is of the form
Orare respectively the zeros betweenAndand betweenAndof(the zerosAnd).
We must necessarily have, as is easy to see. As a result of equality (3) and the homogeneity of the formula we can take any one of the coefficients equal to 0 and any one of the positive coefficients equal to 1 or any one of the negative coefficients equal to -1 5 ). We can therefore takeAndor -1 depending on what thenOr,
This being so, we first have
THEOREM 4.-If the numberscheck the conditions
we have inequality
(19)
for any polynomial (18).
Indeed, according to inequality (6) we have
and we can write
ef Theorem 4 results from this.
We see moreover that in (19), the equality only takes place in one of the following cases
0 0 footnotetext: 5. The trivial caseis obviously of no interest.
We also have
Theorem 5.-If the numberscheck the conditions
we still have inequality (19) for any polynomial (18).
Indeed, according to lemma 3, we have
and we can write
which proves Theorem 5.
In this case the equality in (19) only holds in one of the following cases
Finally, let us also demonstrate
Theorem 6. - For inequality
(20)
is verified whatever the polynomial (18), it is necessary and sufficient that we have
We first see that the conditions are necessary by doingSOAndand then.
To see that the conditions are also sufficient, note that, according to inequality (6), we have
We can write
from which it follows that the conditions are also sufficient.
7. - The reader has certainly noticed the essential difference between the theoremson the one hand and the theoremon the other hand. While the first two express only sufficient conditions, the third gives conditions that are both necessary and sufficient.
So let us return to inequality (19). We find, as for inequality (20), the necessary conditions
(21)
To completely solve the problem let us note that we can take
Let us designate bythe first member of (19) multiplied by the positive number. If we notice thatis the non-negative root of the equation
and if we do the calculations we find
where
(22)
We must find the necessary and sufficient conditions so that we have
(23)
regardless of.
With the notations (22) the necessary options (21) become
and express that the inequality (23) is indeed verified forand forinfinitely large, if
we are in the conditions of thegreme 4.
It remains to examine the case
(24)Or.
We have
which shows us that the derivativeis always increasing.
it follows that this derivative only becomes zero for
As a result of inequalities (24),is indeed a positive number.
For inequality (23) to be satisfied it is necessary and sufficient that. We have
donc la condition cherchée est
Il est facile de voir que le résultat subsiste aussi pour , - lorsque n’existe pas.
Finalement nous pouvons énoncer la propriété suivante.
THEORÈME. 7. - Pour que l’inégalité (19) ait lieg pour tout
polynome (18) il faut et il suffit que l’on ait et, ou bien
qu bien
(25)
étant définis par les formules (22).
Dans le szcond cas l’égalité n’a lieu que si
.
8. - On voit que les théorèmes 4 et 5 ne nous donnent pas des propriétés plus complètes que celles exprimées par les théorèmes 1 et 3 . Le théorème 6 précise un peu la propriété correspondante exprimée par le théorème 1.
En ce qui concerne la valeur du théorème 7, elle est toute autre. Ce théorème nous donne effectivement des inégalités qui ne sont pas toujours comprises dans les théorèmes 1 et 3. Soit, en effet, l’inégalité (19) où vérifient les conditions (25). Par suite de l’inégalité
l’inégalité (19) considérée n’est pas une conséquence du théorème 1. Pour voir que notre inégalité peut ne pas être une conséquence du théorème 3, il suffit de montrer que les inégalités (25) sont compatibles avec l’inégalité
Pour celail faul et il suffit de montrer que les inégalités
sont compatibles. Cette condition de compatibilité est
et elle est bien vérifiée
9. - Nous n’avons pas l’intention d’étudier toutes les conséquences des résultafs précédents dans le cas d’un polynome quelconque . Nous allons seulement signaler quelques inégalités qui nous seront utiles dans le § suivant,
Soit donc un polynome quelconque à zéros tous réels et considérons une inégalité de la forme
où
(26)
(27)
En vertu du lemme 2, si l’inégalité (26) est vérifiée lorsqu’on remplace par leur moyenne arithmétique, elle sera vérifiée pour tout polynome . Il en résulte qu’il suffit de démontrer l’inégalité (26) pour .
Dans ce dernier cas elle s’écrit :
Mais, l’égalité (3) nous donne
et notre inégalité devient
(28) .
En vertu du lemme 3, si l’inégalité (28) est vérifiée lorsque, de plus, on remplace par leur moyenne arithmétique, elle sera toujours vérifiée. Il suffit donc de démontrer l’inégalité (28) si de plus, . L’inégalité devient alors
(29) .
Mais, nous avos maintenant,
et l’inégalité ( 29 ) devient
Nous en déduisons donc le
Théorème 8. - Pour que l’inégalité (26), sous les conditions (27), ait lieu pour tout polynome , à zéros tous réels, il faut et il suffit que l’on ait
Dans le cas , il faut prendre dans les formules (26) et (27) et . Sous les conditions données, l’égalité dans (26) n’a lieu que pour lorsque et seulement si lorsque .
10. - Nous allons étudier maintenant des inégalités un peu plus générales. Considérons l’inégalité
(30) , où
(31)
Comme plus haut, nous voyons que, en vertu du lemme 2, il suffit de dénontrer l’inégalité si . The inequality then becomes
Similarly, by virtue of Lemma 3, it is sufficient to prove this inequality if, in addition, we have. In this last case equality (3) still gives us
and our inequality becomes
(32) where
Inequality (32) is of the form (19) corresponding to the polynomial (18) where
.
Finally we therefore deduce
THEOREM 9. - For inequality (30), under conditions (31), to hold for any polynomialwith all real zeros, it is necessary and sufficient that we have either
(34)
or
(35), Or
given by formulas (33).
We can easily obtain the equality conditions in (30), but there is no need to insist on this point here. Note also that Theorem 5 shows us that the conditions
are sufficient for inequality (30).
§ 3.
11.
—
Consider two sequences of real numbers
We will say that the sequence (38) is an average sequence of the sequence (37) if we can findnon-negative numberssuch that we have
This condition does not depend on the order of the terms of the sequences (37), (38). We can therefore assume that
(39)
Messrs. G. H, HARDY, JE LITfLEWOOD and G. POLYA have demonstrated 6 ) the following property, expressed by the
LEMMA 4.-For the sequence (38) to be an average sequence of the sequence (37), it is necessary and sufficient that we have
(40)
assuming that the two lines are ordered in the manner (39). It is easy to see that if, instead of (39), we had
()
we would have, instead of (41), the inequalities
(41').
12 - Let us take the sequence (1) and its derived sequence (2). Let us define the sequences (37), (38), by taking, in the following manner
6.
GH HARDY, JE LittlafwOOD, G. POLYA „Inequalities" Cambridge Univ. Press, 1934, Chap. II.
Equality (40) is then verified and returns to (3). We have (39) and inequalities (41) are written 7 )
Consider, in particular, the inequalities
(43)
All other inequalities (42) are consequences of these and of inequalities (4).
But, the inequalities (43) are none other than the inequalities (12) for. We can therefore state the following property:
THEOREM 10. - The derived sequence (2), where each term is repeatedtimes, is an average sequence of the primitive sequence (1) in which each term is repeatedtimes.
From this property it follows that we can findnon-negative numbersso that we have
In a previous work 8 ) we established this property by noticing that
0 0 footnotetext: 7. Whenthe sums such asare replaced by zero. 8i Tiberiu Popoviciu, „Notes on convex functions of higher order" (III) ", Mathematica, 16, 74-86 (1940).
and demonstrating that
This is how we first obtained the inequalities.
13. - Let us again consider the sequence (i) and its derived sequence
(2). Let us now set
(44)
assuming, of course,.
In this way we obtain the sequences
(45)
(46)
and equality
(47)
Theorem 2 shows us that
(48)
Let us now define the sequences (37), (38) in the following way, again taking,
0 0 footnotetext: 9. See loc. cit. 8).
and let us check whether the conditions of Lemma 4 are verified.
Equality (40) is satisfied by following (47).
This time we have () and so we need to look at the inequalities (). These inequalities become 10 ).
(49)
From these inequalities let us choose the following
(50)
(51)
(52)
(53)
All other inequalities (49) are consequences of these inequalities, of inequalities (45), (46), (48) and of equality (47). Let us note, in passing, that forinequalities (49) are demonstrated. It remains to demonstrate inequalities (50), (51), (52), and (53) for. First we will express these inequalities using the zeros (1) and (2), taking into account (44). Doing the calculations we find
10) Forthe same covenants as above. See 7).
(54)
(55)
(56)
(57)
Before doing the calculations in (52) and (53) we changedin.
It remains for us to demonstrate inequalities (54), (55), (56), (57).
14. - Let us first deal with inequality (55), which is the simplest.
Inequality (55) is of the form (26), where we have
and conditions (27) are indeed verified.
We have
and we can therefore apply Theorem 8.
Inequality (55) is therefore demonstrated.
15. - Inequalities (54), (56), (57) are of the form (30).
I. Inequality (54). We have
,
Conditions (31) are indeed verified.
For numbers (33) we have
We have
and it is easy to verify that forThis number is negative. The second condition (34) is therefore not verified.
We have
and it remains for us to examine the first inequality (35).
Taking into account (36), we find
and the first inequality (35) becomes, after simplifications,
or
which is obviously verified.
We can therefore apply Theorem 9 and inequality (54) is demonstrated.
II. Inequality (56). We proceed exactly as for (54). We have
We deduce
and the second inequality (34) is not verified.
We also have
and the first inequality (35) becomes, after simplifications,
Or
By Theorem 9, inequality (56) is therefore proven.
III. Inequality (57). We have
and we deduce
The second inequality (34) is therefore not verified.
We also have
and the first inequality (35) becomes
or
which is obviously verified.
Inequality (57) is therefore also demonstrated.
16. - Finally we obtained the following property, analogous to that expressed by Theorem 10.
Theorem 11. - The sequence (45) where each term is repeatedtimes is an average sequence of the sequence (46) in which each term is repeatedtimes ().
As a result, we can findnon-negative numbers, so that we have
.
17.
—
Messrs. GH Hardy, JL Littlewood and G. Polya introduced the notion of average sequence by studying certain inequalities verified by convex functions 11 ). This property, in a slightly more general form 12 ), is stated as follows.
11.
GH Hardy, JE Littlewood, G. Polya „Some simple inequalities satisfied by convex functions ∗ Messenger of Math., 58, 145-152 (1928). 12) See loc. cit. 8).
Lemma 5.-For the inequality
(58)
Or
, be verified for any functionnon-concave (of order 1) in an interval containing the points, it is necessary and sufficient that we can find rs non-negative numbersso that we have
Ifis convex, in (58) the signis valid.
From this property we deduce
THEOREM 12. - IfIf a non-concave function in an interval containing (1) and if (2) is the derivative sequence of (1), we have the inequality
If the functionis convex, equality only holds st.
This property is due to MK TodA 13 ).
We pointed out this inequality some time ago, and it was actually demonstrated by MH E BRAY 14 ), forpositive integer. Forany inequality has been studied by MS KaKeya 15 ).
18. - Lemma 5 can also be applied to the sequences (45) and (46). In this way we obtain a new property which is given by the
13) Kiyoshi toda "On certain functional inequalities" Journal of the Hiroshima Univ., (A), 4, 27-40 (1934).
14) Hubert E. Bray "On the zeros of a polynomial and of its derivative" Amer. Journal of Math, 55, 864-872 (1931).
15) Soichi Kakeya. On an inequality between the roots of an equation and its derivative" Proc. Phys. - Math. Soc. Japan, (3), 15, 149-154 (1933).
THEOREM 13. - If the sequences (45) and (46) are obtained from (1) and (2) by the formulas (44) and ifis a nonconcave function in an interval containing the points (45) and (46), we have the inequality
(59)
If the function is convex, equality only holds if.
Indeed, from the study of Lemma 5 it results that equality cannot take place, ifis convex, that if, which requires.
In particular, we have the inequality
(60)
if, equality taking place only if ; assuming, of course, that all zeros (1), and therefore also the numbers (45), (46) are non-negative. This results from the fact that the functionis convex if. The functionbeing concave if, the opposite inequality is valid in this case. We also see, in the same way, that inequality (60) also remains when, provided that the zeros (1), and therefore also the numbers (45), (46), are all positive.
19. - Let us make one last application of inequality (59). The functionis concave for. It follows that if the zeros (1) are positive we have the inequality
(61).
This inequality also holds when (1) are only non-negative. The hypothesisrequiredSOand consequently. It follows that in (61) equality only holds if either all the zeros (1) are equal or thefirst ones are zero.
Eithera polynomial of degreewith all real zeros andthe zeros of the.th derivative. Let us designate bythe arithmetic means
of the zerostakenhas. Inequality (61) gives us the sequence of inequalities
assuming, of course, that the zeros ofare all non-negative.
It is easy to see that for all these inequalities the conditions of equality are the same as for (61).
20. - Finally, let us change the notations a little again. Let us denote bythe zeros of. We can easily see thatare the zeros of. But, the product of these zeros is equal to the arithmetic mean of the two-by-two products of the numbers. So we get the following property.
THEOREM 14. - Ifare non-negative numbers and ifare the arithmetic means of these numbers takenhas, we have the inequality
(62)
equality taking place if and only if either all numbersare equal, orof these numbers are zero.
Our inequality, forand for, can be written
being non-negative numbers.
The interest of inequality (62) consists in the fact that the first member is a superposition of arithmetic means and a geometric mean. Ifare the arithmetic and geometric means of the numbers, we have
On the other hand we also have
and we see that (62) is an elegant precision of the first of these inequalities.