Abstract
This paper considers a mathematical model of steady flows of an inviscid and incompressible fluid moving in the azimuthal direction. The water density varies with depth and the waves are propagating under the force of gravity, over a flat bed and with a free surface, on which acts a force of surface tension. Our solution pertains to large scale equatorial dynamics of a fluid with free surface expressed in cylindrical coordinates. We also prove a regularity result for the free surface.
Authors
Cristina Gheorghe
Faculty of Mathematics and Computer Science, BabeΕ-Bolyai, Cluj-Napoca, Romania
Andrei Stan
Faculty of Mathematics and Computer Science, BabeΕ-Bolyai University, Cluj-Napoca, Romania
Tiberiu Popoviciu Institute of Numerical Analysis, Romanian Academy, Cluj-Napoca, RomaniaΒ
Keywords
Azimuthal flows; Surface tension; Depth-dependent density; Implicit function theorem; Coriolis force; Cylindrical coordinates
Paper coordinates
C. Gheorghe, A. Stan, Stratified equatorial flows in cylindrical coordinates with surface tension,Β Monatsh. Math.,Β 205 (2024), 497β509. https://doi.org/10.1007/s00605-024-02007-4
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[1] Basu, B., On an exact solution of a nonlinear three-dimensional model in ocean flows with equatorial undercurrent and linear variation in density. Discrete Cont. Dyn. Syst. Ser. A. 39(8), 4783β4796 (2019)
[2] Berger, M.S., Nonlinearity and Functional Analysis. Academic Press, New York (1977)
[3] Constantin, A., An exact solution for equatorially trapped waves. J. Geophys. Res. Oceans 117, 05029 (2012)
[4] Constantin, A., On the modelling of equatorial waves. Geophys. Res. Lett. 39(5), 05602 (2012)
[5] Constantin, A., Some nonlinear, equatorially trapped, nonhydrostatic internal geophysical waves. J. Phys. Oceanogr. 44(2), 781β789 (2014)
[6] Constantin, A., Some three-dimensional nonlinear equatorial flows. J. Phys. Oceanogr. 43(1), 165β175 (2013)
[7] Constantin, A., Escher, J., Analyticity of periodic traveling free surface water waves with vorticity. Ann. Math. 173(1), 559β568 (2011)
[8] Constantin, A., Johnson, R.S., A nonlinear, three-dimensional model for ocean flows, motivated by some observations in the Pacific equatorial undercurrent and thermocline. Phys. Fluids 29(5), 056604 (2017)
[9] Constantin, A., Johnson, R.S., An exact, steady, purely azimuthal equatorial flow with a free surface. J. Phys. Oceanogr. 46(6), 1935β1945 (2016)
[10] Constantin, A., Johnson, R.S, An exact, steady, purely azimuthal flow as a model for the Antarctic circumpolar current. J. Phys. Oceanogr. 46(12), 3585β3594 (2016)
[11] Constantin, A., Johnson, R.S., The dynamics of waves interacting with the equatorial undercurrent. Geophys. Astrophys. Fluid Dyn. 109(4), 311β358 (2015)
[12] Coddington, E.A., An Introduction to Ordinary Differential Equations. Dover, New York (1961)
[13] Escher, J., Matioc, A.-V., On the analyticity of periodic gravity water waves with integrable vorticity function. Diff. Integral Equ. 27(3β4), 217β232 (2014)
[14] Fedorov, A.V., Brown, J.N, Equatorial Waves. In: Steele, J. (ed.) Encyclopedia of Ocean Sciences, pp.3679β3695. Academic Press (2009)
[15] Garrison, T.S., Essentials of Oceanography. Cengage Learning, Brooks/Cole Belmont (2009)
[16] Henry, D., Analyticity of the streamlines for periodic travelling free surface capillary-gravity water waves with vorticity. SIAM J. Math. Anal. 42(6), 3103β3111 (2010)
[17] Henry, D., Martin, C.I., Exact, free-surface equatorial flows with general stratification in spherical coordinates. Arch. Ration. Mech. Anal. 233, 497β512 (2019)
[18] Henry, D., Martin, C.I., Free-surface, purely azimuthal equatorial flows in spherical coordinates with stratification. J. Diff. Equ. 266(10), 6788β6808 (2019)
[19] Henry, D., Martin, C.I., Stratified equatorial flows in cylindrical coordinates. Nonlinearity 33(8), 3889 (2020)
[20] Hsu, H.-C., An exact solution for equatorial waves. Monatsh. Math. 176, 143β152 (2015)
[21] Hsu, H.-C., Martin, C.I., Free-surface capillary-gravity azimuthal equatorial flows. Nonlinear Anal. 144, 1β9 (2016)
[22] Ionescu-Kruse, D., An exact solution for geophysical edge waves in the f-plane approximation. Nonlinear Anal. Real World Appl. 24, 190β195 (2015)
[23] Izumo, T., The equatorial current, meridional overturning circulation, and their roles in mass and heat exchanges during the El NiΓ±o events in the tropical Pacific Ocean. Ocean Dyn. 55(2), 110β123 (2005)
[24] ohnson, G.C., McPhaden, M.J., Firing, E., Equatorial pacific ocean horizontal velocity, divergence and upwelling. J. Phys. Oceanogr. 31(3), 839β849 (2001)
[25] Kessler, W.S., McPhaden, M.J., Oceanic Equatorial waves and the 1991β93 El NiΓ±o. J. Climate 8(7), 1757β1774 (1995)
[26] Kothe, G., Topological Vector Spaces I, 2nd edn. Springer, Berlin (1983)
[27] Magnus, W., On the exponential solution of differential equations for a linear operator. Commun. Pure Appl. Math. 7, 649β673 (1954)
[28] Martin, C.I., Local bifurcation and regularity for steady periodic capillary-gravity water waves with constant vorticity. Nonlinear Anal. Real World Appl. 14(1), 131β149 (2013)
[29] Martin, J.F.P., On the exponential representation of solutions of linear differential equations. J. Diff. Equ. 4, 257β279 (1968)
[30] Matioc, A.-V., An exact solution for geophysical equatorial edge waves over a sloping beach. J. Phys. A: Math. Theor. 45(36), 365501 (2012)
[31] Matioc, A.-V., Steady internal water waves with a critical layer bounded by the wave surface. J. Nonlinear Math. Phys. 19, 1250008 (2012)
[32] McCreary, J.P., Modeling equatorial ocean circulation. Annu. Rev. Fluid Mech. 17, 359β409 (1985)
[33] Precup, R.: Ordinary Differential Equations: Example-Driven, Including Maple Code. De Gruyter, Berlin, Boston (2018)
[34] Royden, H.L., Fitzpatrick, P., Real Analysis. Prentice Hall, Boston (2010)
[35] Vallis, G., Atmospheric and Oceanic Fluid Dynamics: Fundamentals and Large-Scale Circulation. Cambridge University Press, Cambridge (2017)
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Stratified equatorial flows in cylindrical coordinates with surface tension
Abstract.
This paper considers a mathematical model of steady flows of an inviscid and incompressible fluid moving in the azimuthal direction. The water density varies both in depth and latitude and the waves are propagating under the force of gravity, over a flat bed and with a free surface, on which acts a force of surface tension. Our solution pertains to large scale equatorial dynamics of a fluid with free surface expressed in cylindrical coordinates. We also prove a regularity result for the free surface.
Key words and phrases: Azimuthal flows, Surface tension, General density, Implicit function theorem, Coriolis force, Cylindrical coordinates
Mathematics Subject Classification (2010): 35Q31, 35Q35, 35Q86, 35R35, 26B10
1. Introduction
Our aim is to study equatorial flows exhibiting general (continuous) stratification depending on depth and latitude. This work is motivated by the intriguing features observed in the Equatorial region, situated approximately 2Β° latitude from the Equator. In this area, strong vertical ocean stratification prevails, surpassing other ocean zones and creating a distinct thermoclineβa sharp interface separating warmer, less dense surface water from colder, denser water below (see [20, 21, 22, 23, 16, 18]). Additionally, the equatorial region showcases underlying currents, including a westward drift near the surface triggered by prevailing trade winds and the presence of the Equatorial Undercurrent (EUC), an eastward pointing stream residing on the thermocline. These characteristics contribute to the complexity of large-scale ocean motions, emphasizing the importance of understanding fluid density variations in both depth and latitude, primarily influenced by temperature and, to a lesser extent, salinity (see, e.g., [16, 17, 18]).
Our goal in this study is to establish the existence of an exact solution within a cylindrical frame to the highly nonlinear and intractable equations of geophysical fluid dynamics (GFD). In this context, we would like to mention that, recently, a number of exact solutions of the GFD governing equations were devised, cf. [14, 15, 24, 25, 20, 26, 27, 28, 29, 30, 31, 32]. The solution characterizes a flow propagating in the azimuthal direction, influenced by both gravity and surface tension, while maintaining variability in density across all directions. This form of density distribution proves sufficiently general to capture and model most geophysical fluid dynamics phenomena [19].
The Equatorial motion has been the subject of previous studies, where has been proven the existence of exact solutions under various contexts (see, e.g., [2, 3, 13, 14, 15]). The novelty of this paper lies in deducing an existence result, considering both surface tension and density variation. While comparable results, utilizing cylindrical coordinates, have been achieved in [2] and [3], it is noteworthy that these outcomes are exclusively applicable to one of the two cases mentioned earlier.
2. Preliminaries
Considering the line of Equator βstraightenedβ and replaced to the z axis, and the body of the sphere, represented by a circular disc described by radius r and the angle of deflection from the equator, , the fluid motion can be described in cylindrical coordinates. We can provide a right-handed rotating system of coordinates (r, , z), where r measures the distance from the center of the disc (physically, it means the distance to the center of the Earth), is increasing from north to south and the z axis points positively from west to east. Note that corresponds to the line of Equator. The associated unit vectors in the (r, , z) system are () and the velocity corresponding components are (u,v,w).
The equations describing the motion of an inviscid and incompressible flow are comprised in the Euler equations and, respectively, mass conservation equation. In cylindrical coordinates, they are given by
(2.1) |
and
(2.2) |
respectively. We denote as the fluid density, as the pressure in the fluid, and () as the body-force vector, with these quantities depending on the variables , , and .
To ensure a precise examination of fluid dynamics in specific locations, it is essential to account for the Earthβs rotation effects. The additional terms to incorporate into the expression of the equations of Euler are related to the Coriolis force and the centripetal acceleration , where
Here, stands for the constant rate of rotation of the Earth.
The two forces mentioned earlier sum up in the Euler equations. Thus, since the gravity is given by the vector , and one has
(2.3) |
Besides the mass conservation and Euler equations, the water motion is also subject to boundary conditions. Considering that the fluid extends to infinity in all horizontal directions, there are two boundaries: the rigid flat bed and the free surface of the water. On the bed , we have the kinematic boundary condition
(2.4) |
On the free surface , along with the kinematic boundary condition
(2.5) |
we also have the dynamic condition
(2.6) |
where is the coefficient of surface tension and is the unit normal vector, pointing outward. The function is unknown and will be determined later.
3. Main result
Our aim is to determine the pressure under the additional assumption that the flow is purely azimuthal and invariant in this direction, i.e.,
(3.1) |
Consequently, since the dependence in the βzβ direction is eliminated, relation (2.6) has the form
(3.2) |
Additionally, both the free surface and the bed will be characterized by and , respectively.
Remark 1.
To account for geophysical factors in equatorial flows, the polar angle is confined to an interval of the form . Selecting , it corresponds to a strip approximately 100 km wide centered around the equator.
From (3.1), the Euler equations becomes
(3.3) |
or equivalently
(3.4) |
Letting , if we derive the first equation with respect to and the second one with respect to r, we obtain
Next, we sum up the two equations to deduce
which yields
(3.5) |
where .
Following the method of characteristics, we look for solutions and such that
(3.6) | ||||
Thus, relation (3.5) is equivalent to
(3.7) |
Simple computations yield , leading to the solution
(3.8) |
where are some real constants. Now, since , we infer
(3.9) |
where is constant. Returning to our equation (3.5), we note that
(3.10) |
Assuming, without loss of generality, that , we find that , implying . For given values of and , we seek such that
(3.11) |
The initial condition in (3.11) leads to , thus
(3.12) |
while the second condition from (3.11) leads to
which implies that
(3.13) |
Consequently, relations (3.6) are given by
(3.14) | |||
(3.15) |
From (3.10), we immediately derive
(3.16) |
Whence, integrating (3.7) from to , we deduce
Now, from the definitions of and , we determine the expression for the velocity , that is,
(3.17) |
where is an arbitrarily smooth function.
To derive the expression for pressure , the first equation of (3.3) yields
(3.18) |
while from the second one we infer
(3.19) |
If we integrate (3) with respect to r, and use the substitution , we obtain
(3.20) |
where is a constant, is a smooth function and
(3.21) |
In equation (3.20), differentiating with respect to yields the expression for ,
Since
(3.22) |
and
from (3.11) we obtain
(3.23) |
Consequently,
(3.24) |
Hence, we derive the expression for given by
(3.25) |
From the formulas (3.25) and (3), we deduce
which gives,
(3.26) |
From all the previous results, we derive the formula for the pressure,
(3.27) | ||||
3.1. On the dynamic conditions
The next step is to study the dynamic conditions (3.2) on the free surface . The normal vector to a surface (with unknown), is given by
(3.28) |
Given that the kinematic boundary condition on the free surface implies , the normal vector is
Therefore, the pointing unit normal vector is
Moreover, the divergence of is
(3.29) | ||||
(3.30) | ||||
(3.31) |
From the dynamic boundary condition (3.2), it follows that
Therefore, we obtain the following Bernoulli-type relation:
(3.32) | ||||
(3.33) |
To establish the existence of solutions, we apply the implicit function theorem. In order to accomplish this, firstly it is necessary to non-dimensionalize the equation (3.32). In this way, the physical quantities can be easily compared in a relevant way. Dividing throughout by atmospheric pressure yields the problem
(3.34) | ||||
where the non-dimensionalized functions are defined through
3.2. Solutions describing the free surface
To study the problem (3.34), we represent it as a functional equation for a more straightforward analytical study, that is, we look for nontrivial solutions of the problem
(3.35) |
where
(3.36) | ||||
Clearly, the functional is a continuous and differentiable mapping.
The main goal is to relate variations of the pressure of the free surface to variations of the shape of the free surface. Setting in (3.34), it defines the situation of an undisturbed free surface, following the curvature of the Earth, away from the Equator. This implies
(3.37) |
where the surface pressure distribution required to preserve the undisturbed shape is
(3.38) |
In the subsequent, we analyze the FrΓ©chet derivative of with respect to the first argument. One has,
where
From (3.20) we find,
whence,
(3.39) |
Concerning the most problematic term in obtaining the form of derivative of , we have
One easily sees that
Thus,
Since
and
we infer
(3.40) |
Consequently, relations (3.39) and (3.40) yields
(3.41) |
Let us denote
and . Hence, the derivative has the representation
(3.42) |
Now, we are ready to state the main result of this paper.
Theorem 3.1.
Let be the space of continuous functions on having values and derivatives equal to zero at the point , i.e.,
Then, the operator is a linear homeomorphism.
Proof.
The continuity of the operator is straightforward. To complete the proof, we need to establish the bijectivity. This suffices for our purpose since, according to the Bounded Inverse Theorem, any linear, continuous, and bijective operator between two Banach spaces is a homeomorphism (see, e.g., [11, 12]).
To proceed with the proof of the bijectivity, we may use either Theorem 3.4 or Theorem 3.5.
1) Use of Theorem 3.4. To establish the bijectivity of , it suffices to demonstrate that for any , there exists a unique such that . Note that, this is equivalent with proving that the second order differential equation
(3.43) |
has a unique solution. Following the conventional approach often employed in the literature for second-order ordinary differential equations, we can represent (3.43) as a system of first order differential equations
(3.44) |
where is the zero vector from ,
Since and are continuous functions, from Theorem 3.4, there exists a unique solution
to the problem (3.44), as desired.
2) Use of Theorem 3.5. We prove that is both injective and surjective.
Check of the injectivity: Let be an element from X such that
and let be a basis of solutions for the second order differential equation (3.42). Thus, we may write , for some and real numbers. Since we are looking for solutions with , the the linear independence of and implies , hence .
Check of the surjectivity: Let . Following Theorem 3.5, there exists from such that
(3.45) |
with the form , where
To find the constants , we impose . Thus,
and, by taking heed of the fact that and , for all ,
Due to the linear independence of and , we obtain, again, that . Thus, the unique solution of will be
(3.46) |
Since , we find that
and
(3.47) |
for all With this conclusion, we finish our proof.
β
As a consequence of Theorem 3.1, we obtain the following existence result.
Theorem 3.2.
For small enough variations of , there exists such that (3.35) holds true.
Proof.
The conclusion follows immediately from Theorem 3.3 and Theorem 3.1. β
Appendix
This section presents well-known results from the literature used throughout this paper. The primary result (Theorem 3.2) relies on the Implicit Function Theorem (see, e.g., [9]).
Theorem 3.3.
Let be Banach spaces, an open neighbourhood of a point and let be a continuous functions. Assume that:
-
i)
The function satisfies .
-
ii)
The partial derivative exists and is an linear homeomorphism from to .
Then, there exists an open neighbourhood of and a unique continuous function such that and on .
Next, we focus on some existence and uniqueness results for a differential equation. Let us consider the Cauchy problem
(3.48) |
where
are unknowns, and is the zero vector from . These equations have been extensively studied, and their behavior is well-established. The following result is a classic in the theory of differential equations and refers to the exponential-like representation of solutions for the system (3.48). We send to [6, 4, 8] for further details.
Theorem 3.4.
If the matrix commute with , i.e.,
then the system (3.48) has one solution and
is a fundamental matrix, . Moreover, the solution is given by
A similar existence result is concerned with the representation of the solution for a general linear differential equation of arbitrarily order on some interval . We consider the linear differential operator
where are continuous functions on , and of class.
Theorem 3.5 ([10, Chapter 3, Th. 11]).
Let be a continuous function on . Then, every solution of the equation can be written as
where is a basis for the solutions of and is a particular solution of . Additionally, we may look for in the form
where is the Wronskian of the basis , and is the Wronskian obtained by replacing the th column of with .
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- [23] G. C. Johnson, M. J. McPhaden, and E. Firing, βEquatorial Pacific ocean horizontal velocity, divergence and upwelling,β J. Phys. Oceanogr., vol. 31, no. 3, pp. 839β849, 2001.
- [24] A. Constantin, βSome nonlinear, equatorially trapped, nonhydrostatic internal geophysical waves,β J. Phys. Oceanogr., vol. 44, no. 2, pp. 781β789, 2014.
- [25] A. Constantin and R. S. Johnson, βThe dynamics of waves interacting with the Equatorial Undercurrent,β Geophys. Astrophys. Fluid Dyn., vol. 109, no. 4, pp. 311β358, 2015.
- [26] A. Constantin and R. S. Johnson, βAn exact, steady, purely azimuthal flow as a model for the Antarctic Circumpolar Current,β J. Phys. Oceanogr., vol. 46, no. 12, pp. 3585β3594, 2016.
- [27] A. Constantin and R. S. Johnson, βA nonlinear, three-dimensional model for ocean flows, motivated by some observations in the Pacific Equatorial Undercurrent and thermocline,β Phys. Fluids, vol. 29, no. 5, p. 056604, 2017.
- [28] A.-V. Matioc, βAn exact solution for geophysical equatorial edge waves over a sloping beach,β J. Phys. A: Math. Theor., vol. 45, no. 36, p. 365501, 2012.
- [29] D. Henry and C. I. Martin, βFree-surface, purely azimuthal equatorial flows in spherical coordinates with stratification,β J. Differential Equations, vol. 266, no. 10, pp. 6788β6808, 2019.
- [30] D. Henry and C. I. Martin, βExact, free-surface equatorial flows with general stratification in spherical coordinates,β Arch. Ration. Mech. Anal., vol. 233, pp. 497β512, 2019.
- [31] H.-C. Hsu, βAn exact solution for equatorial waves,β Monatsh. Math., vol. 176, pp. 143β152, 2015.
- [32] D. Ionescu-Kruse, βAn exact solution for geophysical edge waves in the f-plane approximation,β Nonlinear Anal. Real World Appl., vol. 24, pp. 190β195, 2015.
- [33] B. Basu, βOn an exact solution of a nonlinear three-dimensional model in ocean flows with Equatorial Undercurrent and linear variation in density,β Discrete Contin. Dyn. Syst. Ser. A, vol. 39, no. 8, pp. 4783β4796, 2019.