Abstract
In this paper, the second-order differential equations and systems of Kolmogorov type are defined. With reference to population dynamics models, unlike the first-order equations which give the expression of the per capita rate, in the case of the second-order equations, the law of change of the per capita rate is given. Several control problems with fixed final time and fixed final state, with additive and multiplicative control, are studied. Their controllability is proved with fixed-point methods, the theorems of Banach, Schauder, Krasnoselskii, Avramescu and Perov.
Authors
Radu Precup
Faculty of Mathematics and Computer Science and Institute of Advanced Studies in Science and Technology Babes-Bolyai University, Cluj-Napoca Romania
Tiberiu Popoviciu Institute of Numerical Analysis, Romanian Academy,Β Cluj-Napoca, Romania
Alexandru Hofman
Faculty of Mathematics and Computer Science Babes-Bolyai University, Cluj-Napoca Romania
Keywords
Kolmogorov system; LotkaβVolterra system; control problem; fixed point; matrix convergent to zero; VolterraβFredholm integral equation.
Paper coordinates
Al. Hofman, R. Precup, A fixed-point approach to control problems for Kolmogorov type second-order equations and systems, 27 (2025), art. no. 7, https://doi.org/10.1007/s11784-024-01160-5
freely available at the publisher
About this paper
Journal
Journal of Fixed Point Theory and ApplicationsΒ
Publisher Name
Print ISSN
1661-7738
Online ISSN
1661-7746
google scholar link
[1] Allen, L.J.S.: An Introduction to Mathematical Biology. Pearson Education, London (2006)
[2] Avramescu, C.: On a fixed point theorem (in Romanian). Studii ΒΈsi CercetΛari Matematice 22(2), 215β221 (1970)
[3] Brauer, F., Castillo-Chavez, C.: Mathematical Models in Population Biology and Epidemiology. Springer, Berlin (2012)
[4] Coron, J.M.: Control and Nonlinearity, Mathematical Surveys and Monographs, vol. 136. American Mathematical Society, Providence (2007)
[5] Granas, A., Dugundji, J.: Fixed Point Theory. Springer, New York (2003)
[6] Haplea, I.SΒΈ, Parajdi, L.G., Precup, R.: On the controllability of a system modeling cell dynamics related to leukemia. Symmetry 13, 1867 (2021)
[7] He, X., Zhu, Z., Chen, J., Chen, F.: Dynamical analysis of a Lotka Volterra commensalism model with additive Allee effect. Open Math. 20, 646β665 (2022)
[8] Hofman, A.: An algorithm for solving a control problem for Kolmogorov systems, Studia. Universitatis Babes-Bolyai. Mathematica 68, 331β340 (2023)
[9] Hofman, A., Precup, R.: On some control problems for Kolmogorov type systems. Math. Model. Control 2, 90β99 (2022)
[10] Hofman, A., Precup, R.: Vector fixed point approach to control of Kolmogorov differential systems. Contemp. Math. 5(2), 1968β1981 (2024)
[11] Kolmogorov, A.N.: Sulla teoria di Volterra della lotta per lβesistenza. Giornale dell Istituto Italiano degli Attuari 7, 74β80 (1936)
[12] Krasnoselskii, M.A.: Some problems of nonlinear analysis. Am. Math. Soc. Transl. Ser. 2(10), 345β409 (1958)
[13] Li, X., Liu, Z.H., MigΒ΄orski, S.: Approximate controllability for second-order nonlinear evolution hemivariational inequalities. Electron. J. Qual. Theory Differ. Equ. 2015, 100 (2015)
[14] Li, J.: Control Schemes to reduce risk of extinction in the Lotka-Volterra predator-prey model. J. Appl. Math. Phys. 2(7), 644β652 (2014)
[15] Li, J., Zhao, A., Yan, J.: The permanence and global attractivity of a Kolmogorov system with feedback controls. Nonlinear Anal. Real World Appl. 10, 506β518 (2009)
[16] Llibre, J., Salhi, T.: On the dynamics of a class of Kolmogorov systems. Appl. Math. Comput. 225, 242β245 (2013)
[17] Lois-Prados, C., Precup, R.: Positive periodic solutions for Lotka-Volterra systems with a general attack rate. Nonlinear Anal. Real World Appl. 52, 103024
(2020)
[18] Mahmudov, N.I., Udhayakumar, R., Vijayakumar, V.: On the approximate controllability of second-order evolution hemivariational inequalities. Results Math. 75, 160 (2020)
[19] Murray, J.D.: An Introduction to Mathematical Biology, vol. 1. Springer, New York (2011)
[20] Parajdi, L.G., PΛatrulescu, F., Precup, R., Haplea, I.SΒΈ: Two numerical methods for solving a nonlinear system of integral equations of mixed Volterra-Fredholm type arising from a control problem related to leukemia. J. Appl. Anal. Comput. 13, 1797β1812 (2023)
[21] Perov, A.I.: On the Cauchy problem for a system of ordinary differential equations (Russian). Pviblizhen. Met. Reshen. Differ. Uvavn. 2, 115β134 (1964)
[22] Precup, R.: Methods in Nonlinear Integral Equations. Springer, Dordrecht (2002)
[23] Precup, R.: The role of matrices that are convergent to zero in the study of semilinear operator systems. Math. Comput. Model. 49, 703β708 (2009)
[24] Precup, R.: On some applications of the controllability principle for fixed point equations. Results Appl. Math. 13, 100236 (2022)
[25] Quinn, M.D., Carmichael, N.: An approach to non-linear control problems using fixed-point methods, degree theory and pseudo-inverses. Numer. Funct. Anal. Optim. 7, 197β219 (1985)
[26] Reich, S.: Fixed points of condensing functions. J. Math. Anal. Appl. 41, 460β467 (1973)
[27] Sigmund, K.: Kolmogorov and population dynamics. In: Charpentier, E., Lesne, A., Nikolski, N.K. (eds.) Kolmogorovβs Heritage in Mathematics. Springer, Berlin (2007)
[28] Tigan, G., Lazureanu, C., Munteanu, F., Sterbeti, C., Florea, A.: Analysis of a class of Kolmogorov systems. Nonlinear Anal. Real World Appl. 57, 103202 (2021)
Paper (preprint) in HTML form
A fixed point approach to control problems for Kolmogorov type second order equations and systems
Abstract.
In this paper the second order differential equations and systems of Kolmogorov type are defined. With reference to population dynamics models, unlike the first order equations which give the expression of the per capita rate, in the case of the second order equations, the law of change of the per capita rate is given. Several control problems with fixed final time and fixed final state, with additive and multiplicative control are studied. Their controllability is proved with fixed point methods, the theorems of Banach, Schauder, Krasnoselskii, Avramescu and Perov.
Key words and phrases:
Kolmogorov system, Lotka-Volterra system, control problem, fixed point, matrix convergent to zero, Volterra-Fredholm integral equation.1991 Mathematics Subject Classification:
34H05, 37N25, 34A12, 34K351. Introduction and Preliminaries
The well-known Lotka-Volterra system for the dynamics of two species in competition (prey-predator),
finds its generalization in the form of Kolmogorovβs system [11, 27]
(1.1) |
The particularity of this system consists in the explicit expressions and of the growth rates per capita and of the two species. Systems of this type, with rates and given by explicit expressions, arise by modeling from numerous problems in ecology, biology, medicine, engineering and economics (see, e.g., [1, 3, 6, 7, 19]), and their analysis covers a series of mathematical aspects such as the existence of solutions, periodicity, permanence, extinction, stability, bifurcation and control [6, 7, 14, 15, 16, 17, 28].
Through variable changes and system (1.1) turns into the normal form
In this paper, by a first-order Kolmogorov equation we mean an equation of the form As before, by changing the variable it becomes .
By analogy we say that a second-order equation is a second-order Kolmogorov equation if it has the form
or equivalently
For these equations, in the language of population dynamics, gives the change in the per capita rate More generally, we call Kolmogorov equations of order the equations of the form
All these equations have the property that by changing the variable they become
and
respectively.
Generally speaking (see [4]), from a practical point of view, it is important that a mathematical model that describes a certain process can be controlled so that its solution representing the state of the process satisfies a certain requirement, called the controllability condition. The control, which can be a constant, a vector or a function of time, is most often exercised over the parameters of the model (see [20]). For Kolmogorov equations and systems, in case that the rate of change is given and no parameters are highlighted, one can exercise the control on itself. We can perform the control by changing this rate either additively as or multiplicatively as One of the common approaches in dealing with the controllability of models is based on fixed point theory (see, e.g., [4, 13, 18, 24, 25]).
In this paper we deal with control problems for second-order equations and systems of Kolmogorov type with additive and multiplicative controls. In case of one equation, the requirement is that, starting from a known initial state, say the state variable reaches at a moment of time a desired level , i.e., For a two-dimensional system, the controllability condition will be The controllability is proved via the general controllability principle of fixed point equations [24] and the fixed point theorems of Banach, Schauder, Krasnoselskii, Perov and Avramescu. For systems we use the vector approach based on matrices (see [22]), which allows the formulation of the conditions on the functions and cumulatively. This work is a continuation of our previous papers [24, 9, 8, 10, 20].
Working with general Kolmogorov equations and systems, our results can be applied to numerous particular cases, subject to satisfying the required conditions for the functions
We conclude this introductory section by recalling some notions and results in fixed point theory that are probably less well known, such as the Krasnoseskii, Avramescu, and Perov theorems (see [2, 5, 12, 21, 22, 26, 23]).
Theorem 1.1 (Krasnoselskii).
Let be a closed bounded convex subset of a Banach space a contraction and a continuous mapping with relatively compact. If
then the mapping has at least one fixed point.
Theorem 1.2 (Avramescu).
Let be a complete metric space, a closed convex subset of a normed space and let be continuous mappings. Assume that the following conditions are satisfied:
- (a):
-
There is a constant such that
for all and
- (b):
-
is a relatively compact subset of
Then there exists with
Finally, we recall some notions about positive matrices and the vector analog of Banach contraction theorem, namely Perovβs fixed point theorem. For a square matrix the spectral radius is the maximum among the absolute values of its eigenvalues, and the following statements are equivalent (see, e.g., [22]):
- (a):
-
- (b):
-
as (where stands for the zero matrix of the same order as );
- (c):
-
is nonsingular and inverse-positive, i.e., has nonnegative entries (here stands for the unit matrix of the same order as ).
A matrix having these properties is said to be convergent to zero.
We note that a vector-matrix inequality for a matrix which is convergent to zero and two column vectors equivalently can be multiplied by matrix without changing the inequality to become equivalently
In addition we note that the entries from the diagonal of a matrix that is convergent to zero are strictly less than one and for the necessary and sufficient condition for a matrix with nonnegative entries to be convergent to zero is
A matrix that is convergent to zero replaces the contraction constant from Banach contraction principle when dealing with mappings from to where is a complete metric space with metric More exactly, Perovβs vector analog of Banachβs contraction principle is the following.
Theorem 1.3 (Perov).
Assume that there are numbers with
for all If where then has a unique fixed point in In addition, the fixed point is the limit of the sequence of successive approximations starting from any point of
Using Perovβs theorem, the nonlinear terms of a system of equations can behave as independently as possible with respect to the variables of the system.
2. Control of second order Kolmogorov equations
2.1. Problems with additive control
We consider the following control problem of a second-order Kolmogorov equation
(2.1) |
where and the additive control is scalar.
Our first result is an existence and uniqueness theorem of the solution of the control problem with in a ball of a given radius of the space endowed with the Chebyshev norm Denote
and for a nonnegative number in case that by let it mean
Theorem 2.1.
Let and Assume that
(2.2) |
and the function is continuous, and satisfies the Lipschitz condition
(2.3) |
for all , Then the control problem has a unique solution with and
(2.4) |
Proof.
We look for positive of the form whence The initial conditions give whence and hence . Also, the controllability condition yields Substituting in (2.1) gives the second-order equation Integrating two times we obtain the following equation
(2.5) |
Using the controllability condition gives the expression of the control parameter in terms of the variable , namely
(2.6) |
Substituting into (2.5) we obtain an integral equation of Volterra-Fredholm type
(2.7) |
Let be the closed ball of the space , centered at the origin and of radius We look for a fixed point of the operator given by
We apply Banachβs fixed point theorem to the operator on the closed ball . First we prove that is a contraction. Let Using the Lipschitz condition on and arguments related to convex combinations, we obtain the following estimate
Now using Lagrangeβs mean value theorem we have Then
Taking the the maximum for gives
By our assumption one has thus is a contraction on the ball We now prove that the operator maps into itself, that is
Using the expression of the inequality and the inequality we find that
By our assumptions, thus for all whence as wished. Therefore the Banach contraction theorem applies and together with (2.6) gives the conclusion.
Remark 2.1.
If we do not require for the solution to satisfy that is, the radius is not a priori given, but we assume however that is continuous and satisfies the Lipschitz condition (2.3) for all , , for some with
then we may conclude that the control problem has a unique solution with and
Indeed, for the existence it suffices to take any number as in (2.2) and apply the previous result. For uniqueness, assume that comes from an other solution. Then which contradicts the conclusion of Theorem 2.1 applied to instead of
Using Schauderβs fixed point theorem, we do not need to satisfy a Lipschitz condition. Instead we will assume a logarithmic growth condition.
Theorem 2.2.
Assume that the function is continuous and satisfies the growth condition
(2.9) |
for all , and some constants with In addition assume that
(2.10) |
Then the control problem has at least one solution with and given by (2.4).
Proof.
Proceeding analogously as in the proof of the previous theorem, we obtain the fixed point equation and the expression of operator given by (2.1). By standard arguments based on the ArzelΓ βAscoli theorem, one has that is completely continuous. We next deal with the invariance of . For any we have
One easily can see that (2.10) yields
It follows that as desired. Thus Schauderβs fixed point theorem applies and gives the conclusion. β
Remark 2.2.
Here again, if we do not require for the solution to satisfy that is, the radius is not a priori given, but we assume however that is continuous and satisfies the growth condition (2.9) for all , and some constants with then the control problem has at least one solution. This statement is obvious if we use the above result for any where
Taking in particular we find a solution with
The next result combines the two previous ones assuming that splits as where satisfies a Lipschitz condition while satisfies a logaritmic growth condition. The result is based on Krasnoselskiiβs fixed point theorem for a sum of two operators. Here sign if and sign if
Theorem 2.3.
Proof.
Now the operator can be decomposed as where
and
The operator is a contraction on with the contraction constant and is completely continuous. It remains to check Krasnoselskiiβs strong invariance condition
As above one has
From (2.11) we easily see that
as desired. β
2.2. Problem with a multiplicative control
We consider the following control problem
(2.12) |
with the multiplicative control parameter
We have the following result on the unique controllability of the problem under a given bound of the positive solution of the equation.
Theorem 2.4.
Let and a continuous function satisfying the Lipschitz condition
for all and If
where Then there exists a unique solution of the control problem (2.12) with and
Proof.
As above, we look for a positive solution in the form the initial and controllability conditions become and respectively, while the equation reads as follows
Integration leads to
(2.13) |
and using the controllability condition we obtain that
Substituting into (2.13) we obtain an integral equation of the Volterra-Fredholm type
that is a fixed point equation for the operator defined by the right hand site of the equation on the closed ball of the space with center at the origin and radius We apply Banachβs contraction theorem. Let In the following estimates, for simplicity, we make use of the notation
We have the following estimate
Furthermore
Next, from
and we derive
It follows that
which in view of our assumption shows that is a contraction on Next we show that Indeed, for any one has
since Hence as desired. The conclusion follows now from Banachβs fixed point theorem. β
3. Control of second order Kolmogorov systems
We consider the following control second-order Kolmogorov system
(3.1) |
where and the controls and are constant.
Denote
The next theorem guarantees the unique controllability of the system in a given ball.
Theorem 3.1.
Let
(3.2) |
and assume that the functions satisfy and the Lipschitz conditions
for all and some nonnegative constants and that the matrix
is convergent to zero. Then the control problem has a unique solution with and
Proof.
Making the change of variables and leads to the system
the initial conditions become and Also the controllability conditions read as and
Successive integrations lead to the integral system
(3.3) |
Using the controllability conditions gives the expression of the control parameters in terms of the state variables namely
Replacing in (3.3) we arrive to the Volterra-Fredholm integral system
which can be seen as a fixed point equation for the operator where
We shall apply Perovβs fixed point theorem in the set
First we show that is a Perov contraction. Let Using the Lipschitz conditions and arguments related to convex combinations, we have
Furthermore, using Lagrangeβs mean theorem one has and and then
It follows that
Similarly
These two inequalities can be written in the vector form
Since the matrix is assumed to be convergent to zero, the operator is a Perov contraction on It remains to prove the invariance of the set , that is,
Since and
we have
Since one has
Then
Similarly
Since the elements from the diagonal of a convergent to zero matrix are less than one, we have
Then according to (3.2) we deduce
Therefore, the operator maps into itself and thus Perovβs fixed point theorem applies and guarantees the existence of a unique fixed point Finally, and calculated according to (3) give the desired solution of control problem (3.1). β
Here again, if instead of the Lipschitz conditions, and only have a logarithmic growth, then one can prove the existence of a least one solution of the control problem.
Theorem 3.2.
Let be continuous and satisfy the logarithmic growth conditions
(3.5) | |||||
for all and some constants Then for each for which the matrix
converges to zero, the control problem (3.1) has at least one solution with and
Proof.
We shall apply Schauderβs fixed point theorem to the operator in a bounded closed convex set of the form
where
We need to prove that one can find two positive numbers and such that the following invariance condition is satisfied:
Using (3.5) we have
A similar estimate holds for Hence,
where
We write the two inequalities in the vector form
Thus, for the desired invariance property, we would like to have
equivalently
Since the matrix converges to zero, one has and thus we can multiply by without changing the inequality. It turns out that
This inequality allows the choice of the radii to guarantee the invariance property. Thus Schauderβs fixed point theorem can be applied to in . β
Our last result is an application of Avramescuβs fixed point theorem to control problem (3.1) when satisfies a Lipschitz condition with respect to the first variable only, and has a logarithmic growth in the last variable.
Theorem 3.3.
Let be such that
(3.6) |
and be continuous and Assume that
where and Then problem (3.1) has at least one solution with and
Proof.
As in the proof of Theorem 3.1, one has
Since the operator is a contraction in with a Lipschitz constant independent of By standard arguments, one has that is completely continuous on In order to apply Avramescuβs fixed point theorem, it remains to prove that
Acknowledgements
The authors are very thankful to reviewers for their valuable comments and remarks that led to an improved version of the paper.
References
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- [16] J. Llibre and T. Salhi, On the dynamics of a class of Kolmogorov systems, Applied Mathematics and Computation 225 (2013), 242β245.
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- [21] A.I. Perov, On the Cauchy problem for a system of ordinary differential equations (Russian), Pviblizhen. Met. Reshen. Differ. Uvavn. 2 (1964), 115β134.
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- [23] R. Precup, The role of matrices that are convergent to zero in the study of semilinear operator systems, Mathematical and Computer Modelling 49 (2009) 703β708.
- [24] R. Precup, On some applications of the controllability principle for fixed point equations, Results in Applied Mathematics 13 (2022) 100236.
- [25] M. D. Quinn and N. Carmichael, An approach to non-linear control problems using fixed-point methods, degree theory and pseudo-inverses, Numerical Functional Analysis and Optimization 7 (1985) 197β219.
- [26] S. Reich, Fixed points of condensing functions, J. Math. Anal. Appl. 41 (1973), 460β467.
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