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*/
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I wish I understood why!
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Positive radial solutions for Dirichlet problems via a Harnack type inequality
Positive radial solutions for Dirichlet
problems via a Harnack type inequality
Radu Precup
Jorge Rodríguez-López
Institute of Advanced Studies in Science and Technology STAR-UBB, Babeş-Bolyai University & Tiberiu Popoviciu Institute of Numerical Analysis, Romanian Academy,
Cluj-Napoca, Romania, E-mail: r.precup@math.ubbcluj.roDepartamento de Estatística, Análise Matemática e
Optimización, Instituto de Matemáticas, Universidade de Santiago de
Compostela, 15782, Facultade de Matemáticas, Campus Vida, Santiago, Spain,
E-mail: jorgerodriguez.lopez@usc.es
Abstract
We deal with the existence and localization of positive radial solutions for Dirichlet problems involving -Laplacian operators in a ball. In particular, -Laplacian and Minkowski-curvature equations are considered. Our approach relies on fixed point index techniques, which work thanks to a Harnack type inequality in terms of a seminorm. As a consequence of the localization result, it is also derived the existence of several (even infinitely many) positive solutions.
MSC: 35J25, 35J60, 34B18, 35J92, 35J93.
Keywords and phrases: Positive radial solution, Dirichlet problem,
mean curvature operator, Harnack type inequality, fixed point index,
compression-expansion.
1 Introduction
In this paper, we deal with the existence, localization and multiplicity of
positive radial solutions to the Dirichlet problem involving -Laplacian operators:
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(1.1) |
where is the unit open ball in centered at the origin, the function is continuous and is such that is
an increasing homeomorphism between two intervals and
The following particular cases are of much interest due to their
corresponding models arising from physics:
(a) where (here ), when the left side in (1.1) is
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involved in a nonlinear Darcy law for flows through porous media [3];
(b) (singular homeomorphism) (here
and ), when
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involved in the relativistic mechanics [2, 10];
(c) (bounded homeomorphism) (here and ), when
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associated to capillarity problems [1, 14].
Looking for radial solutions of (1.1), that is, functions of the form with , the Dirichlet problem (1.1) reduces to the mixed boundary value problem
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(1.2) |
Radial and nonradial solutions for the Dirichlet problem involving -Laplace operators have been intensively investigated in the literature,
both by means of topological and variational methods. We refer the
interested reader to the papers [4, 5, 6, 7, 8, 9, 11, 12, 15]
and the references therein.
Our approach here is based on fixed point index theory, namely on
compression-expansion type homotopy arguments. The most known are those from
Krasnosel’skiĭ’s compression-expansion theorem in a conical annulus
defined by using the max-norm of the space. Applications to one-dimensional -Laplace equations are given in [13]. In the radial case
considered in the present paper, the absence of a Harnack type inequality in
terms of the max-norm, makes Krasnosel’skiĭ’s theorem inoperative and
forces us to use instead, some other homotopy conditions and properties of
the fixed point index.
The first paper in radial solutions that uses the compression-expansion
technique, but in a variational form and only for -Laplacian equations,
is [17]. As explained there, the difficulty in applying the
compression-expansion method consists in the necessity that, for the
considered differential operator, a Harnack type inequality be available. In
the present paper, such a key inequality is established for problem (1.2) with a general homeomorphism satisfying some additional
conditions. With its help, a precise localization of positive solutions is
possible, allowing in a natural way to obtain multiple solutions. The
results apply in particular for the -Laplacian and the Minkowski mean
curvature operator.
Our basic assumptions are as follow:
- (Hϕ)
-
is an odd increasing homeomorphism
such that
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(1.3) |
- (Hf)
-
is
continuous, with nonincreasing in for every and nondecreasing in for
every .
Note that the homeomorphisms related to the -Laplacian for and
the Minkowski mean curvature operator both satisfy condition (Hϕ).
Contrarily, the bounded homeomorphisms with for example the
one involved by the Euclidian mean curvature operator, are not convex on and thus they do not satisfy our assumption (Hϕ).
2 A Harnack type inequality
In the space of functions satisfying we consider the following
norms:
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Let satisfy (Hϕ) and denote
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First we prove a Harnack type inequality for problem (1.2), given
in terms of the norm , with .
Theorem 2.1.
Let be such that for all
and on Then on
If in addition is nonincreasing on then
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for every
Proof.
By assumption,
Hence is nondecreasing in Since one has and so on Thus
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(2.1) |
Next
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(2.2) |
Also
Since both and are nondecreasing, using (2.2) we
have
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Therefore
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Next we prove the inequality
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(2.3) |
One has
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By assumption, is nonincreasing. As in the proof of [17, Theorem 2.1], since we
deduce (2.3).
Then
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where the last inequality is based on (1.3) . Hence
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Finally, by (2.1) and using again (1.3), one has . Hence, we have
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Therefore,
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(2.4) |
for all .
∎
A similar result has been established in [17] for the particular case
of the -Laplacian with , for which and . More exactly, it has been proved that
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(2.5) |
where In
this case, since by using Hölder’s inequality one has
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a Harnack type inequality in terms of the max-norm can be immediately derived from (2.5), namely
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It is an open problem to obtain an analogue result for more general
homeomorphisms satisfying (Hϕ). At this moment we are
only able to establish such an inequality in terms of a max-seminorm on For example, taking in (2.4), we
have the following Harnack type inequality related to a seminorm on
Corollary 2.2.
Under the assumptions of Theorem 2.1, if for a fixed
subinterval with one define in
the semi-norm then
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(2.6) |
Proof.
Clearly
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which implies
This combined with (2.4) yields (2.6).
∎
In the sequel, inequality (2.6) is a key ingredient for the
localization and multiplicity of positive radial solutions. We will use the main ideas in [16] in order to localize the solutions in terms of a norm and a semi-norm.
3 Positive radial solutions
Recall that by a (nonnegative) solution of (1.2) we mean a
function with for all , such
that and (1.2) is satisfied.
We will say that a nonnegative solution is positive if it is distinct from the identically zero function.
Let be the Banach space of continuous functions and its positive cone It is
not difficult to see that a nonnegative function is a solution of
problem (1.2) if and only if is a fixed point of the operator given by
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(3.1) |
As proved in [4, 6], the operator is completely continuous.
Let us now consider a subcone of related to the Harnack inequality (2.6), namely
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(3.2) |
where
Lemma 3.1.
The operator maps the cone into itself.
Proof.
Indeed, take and let us show that belongs to . Since
is nonnegative, and, moreover, and so (see Theorem 2.1), that is is nonincreasing on Furthermore, by the monotonicity properties of imposed in H and the fact that is nonincreasing in , the composed
function is nonincreasing in . Hence,
is nonincreasing in . Then Corollary 2.2 ensures that
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Therefore, as claimed.
∎
Now, for any number consider the set
The operator being completely continuous, the set is bounded, so there is a number such that Define the operator by
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Lemma 3.2.
If
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(3.3) |
then the fixed point index
Proof.
Clearly is a convex closed set and is a compact map. Consider the homotopy given by
By (3.3), this homotopy is admissible and so
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where the last equality is due to the normalization property of the fixed point index, since .
∎
Next, for a number consider the set
It is clear that is open in
Lemma 3.3.
Assume that there exists a function such that and
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(3.4) |
Then
Proof.
Observe that . Thus (3.4) implies that
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By the homotopy property of the fixed point index, one has
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Finally, , since .
∎
By using the previous fixed point index computations, we deduce the following existence result.
Lemma 3.4.
Under the assumptions of Lemmas 3.2 and 3.3, the operator has
a fixed point in that is
problem (1.2) has a solution such that
Proof.
One has
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As a result
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In addition since otherwise there would
exist with that is
or equivalently where and Since and we arrived to a contradiction with (3.3).
Therefore which implies our conclusion.
∎
Now we give sufficient conditions in order to guarantee the assumptions of the previous lemmas hold.
We will use the following notation. If , denote
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If , denote
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Theorem 3.5.
Assume that and conditions and
are fulfilled. If there exist with , such
that
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(3.5) |
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(3.6) |
then problem (1.2) has at least one solution such that and .
Proof.
We shall apply Lemma 3.4. First, we show that (3.3) holds. Indeed, for with , by the monotonicity assumptions on we have that
and thus from (3.5),
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Hence, for all with , which implies (3.3). In addition, on the basis of Remark 3.1, we can take .
Next, we prove that (3.4) holds for the following choice of : if ,
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and, otherwise, for ,
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Note that and . Assume that (3.4) does not hold. Then there exist with , and such that
In particular, since , one has
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Since with , we have for all . Thus, by ,
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that is,
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which contradicts (3.6) for any . Note that, in case , one has the contradiction
Finally, the conclusion follows from Lemma 3.4.
∎
Obviously, if is a classical homeomorphism (),
conditions (3.5) and (3.6) can be rewritten as
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Hence, if we assume in addition that satisfies:
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(3.7) |
then the existence of both positive numbers and is
guaranteed under suitable asymptotic conditions about at zero and at infinity.
Note that assumption (3.7) holds in the case of the -Laplacian
operator and so it is commonly employed in the literature, see for instance
[6, 11].
Theorem 3.6.
Assume that , conditions and
are fulfilled and is a classical homeomorphim. If (3.7) and
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(3.8) |
hold, then problem (1.2) has at least one positive solution.
Proof.
By (3.7), with , there exists so
that
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and thus there exists such that
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Now, by (3.8), there exists (we may suppose )
such that
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which implies that
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Finally, taking , condition (3.6) is obtained.
On the other hand, condition
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clearly implies the existence of a positive number satisfying (3.5) and such that .
Therefore, Theorem 3.5 ensures the
existence of at least one positive solution for problem (1.2).
∎
Corollary 3.7.
Assume that , and
holds. If
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(3.9) |
then problem
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(3.10) |
has at least one positive radial solution.
Proof.
It suffices to show that problem (1.2) has at least one positive solution with , . Since is a classical homeomorphism which satisfies and (3.7), the conclusion follows from Theorem 3.6.
∎
We show the applicability of our theory with an example involving radial
solutions of -Laplacian equations.
Example 3.8.
Consider the function given by
with and , which clearly satisfies condition .
It is immediate to check that
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Therefore, problem (3.10) associated to this function has at least one positive radial solution, as a consequence of Corollary 3.7.
Finally, we highlight that due to the asymptotic behavior of at zero and at
infinity, this problem falls outside the scope of the results in [11, 17].
On the other hand, it is worth to mention that in the case of a singular homeomorphism (i.e., with , ),
condition (3.5) is trivially satisfied for large enough.
Hence, in that case, we only need to ensure the existence of the number in order to obtain positive solutions for problem (1.2).
Let us assume in the rest of this section that is singular. We
present an existence result inspired by those in [6].
Theorem 3.9.
Assume that , conditions and
are fulfilled and is a singular homeomorphim. If (3.7) and
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(3.11) |
hold, then problem (1.2) has at least one positive solution.
Proof.
Arguing as in the proof of Theorem 3.6, conditions (3.7) and (3.11) imply the existence of a positive number satisfying (3.6).
Therefore, Theorem 3.5 ensures the
existence of at least one positive solution for problem (1.2).
∎
As a consequence, we derive a simple existence result concerning positive
radial solutions for Dirichlet problems involving the Minkowski mean curvature
operator.
Corollary 3.10.
Assume that and condition holds. If
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(3.12) |
then problem
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(3.13) |
has at least one positive radial solution.
Proof.
If suffices to show that problem
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has at least one positive
solution. The conclusion follows from Theorem 3.9 with , . Note that
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and that, for this homeomorphism , condition (3.12)
implies (3.11).
∎
Example 3.11.
Consider problem (3.13) with a function of the form
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where and is a nonincreasing positive and continuous
function. Clearly, satisfies and the asymptotic condition (3.12), so Corollary 3.10 ensures the existence of a
positive radial solution.
Example 3.12.
If , and is a nonincreasing nonnegative
continuous function, then problem (3.13) with
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has at least one positive radial solution. Clearly, satisfies
and the asymptotic condition (3.12), so the claim is again a
consequence of Corollary 3.10.
4 Multiplicity results
Obviously, the localization of positive solutions provided by Theorem 3.5 makes
possible to obtain multiplicity results for problem (1.2) if there
exist several (perhaps infinitely many) well–ordered pairs of numbers satisfying
(3.5)–(3.6). Nevertheless, a suitable computation of the fixed point index related to the operator allows us to establish a three solutions type result under less stringent assumptions.
First, we present the three solutions type fixed point theorem concerning the operator defined in (3.1).
Lemma 4.1.
Under the assumptions of Lemma 3.4, if in addition there exists a positive number with and
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(4.1) |
then has at least three fixed points , and such that
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Proof.
By Lemma 3.4, has a fixed point such that
Moreover, assumption (4.1) ensures that and thus the operator has a fixed point in , that is, . Since , one has , and so the properties of the fixed point index together with its computation in Lemma 3.3 imply
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Therefore, the existence property of the fixed point index ensures that the operator has a third fixed point located in .
∎
As a consequence, we obtain a three solutions type result for problem (1.2).
Theorem 4.2.
Assume that and conditions and
are fulfilled. If there exist with , such
that
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then problem (1.2) has at least three solutions , and such that
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A multiplicity result can be also obtained under a suitable behavior of the nonlinearity at zero and infinity.
Corollary 4.3.
Assume that and conditions and are fulfilled. In addition, suppose that there exists
satisfying condition (3.6) and
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(4.2) |
Then problem (1.2) has at least two positive solutions and such that and .
Proof.
By the asymptotic behavior of at zero and at infinity given by (4.2), there exist (sufficiently small) and (sufficiently
large) such that
Therefore, the conclusion follows from Theorem 4.2.
∎
Next we emphasize the multiplicity result in the remarkable particular cases of Dirichlet problems involving the -Laplacian and Minkowski mean curvature
operators.
Corollary 4.4.
Assume that , and condition holds. In addition, suppose that there exists
satisfying condition (3.6) and
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Then problem (3.10) has at least two positive radial solutions.
Corollary 4.5.
Assume that and condition holds. In addition, suppose that there exists
satisfying condition (3.6) and
Then problem (3.13) has at least two positive radial solutions.
Proof.
The conclusion follows from Corollary 4.3 with , . Since is singular, condition
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is trivially satisfied.
∎
We illustrate the applicability of the previous multiplicity results with the following example.
Example 4.6.
Consider problem (3.13) with a function of the form
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where and .
We shall study the existence of two positive solutions for problem (1.2) with as above and being the singular homeomorphism given by , .
Clearly, satisfies and it is immediate to check that
Finally, taking and , it is a simple matter to see that satisfies condition (3.6) for any large enough (for instance, with ).
Therefore, Corollary 4.5 guarantees that problem
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has at least two positive radial solutions for any provided that is sufficiently large.
Finally, the existence of infinitely many positive solutions for (1.2) is obtained if the nonlinearity has an oscillating behavior at zero or at infinity.
Corollary 4.7.
Assume that and conditions and are fulfilled.
-
If
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(4.3) |
then (1.2) has a sequence of positive solutions such that as .
-
If
|
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(4.4) |
then (1.2) has a sequence of positive solutions such that as .
Proof.
Let us prove the claim (the case is analogous). By (4.3), there exist two decreasing sequences and tending to zero such that and
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Therefore, Theorem 3.5 can be applied to each pair and so the conclusion is immediately obtained. ∎
To finish, we provide an example concerning the existence of infinitely many positive radial solutions for a Dirichlet problem involving the relativistic
operator.
Example 4.8.
Consider the problem (3.13) associated to the function
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where . Observe that is continuous and, moreover, it is nondecreasing if .
Furthermore, since and , one has
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and
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Then the asymptotic condition (4.3) holds if
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Therefore, Corollary 4.7 ensures that the corresponding problem (3.13) associated to this nonlinearity has a sequence of positive radial solutions such that as provided that
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In particular, taking and , the previous inequalities reduce to
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Acknowledgements
Jorge Rodríguez-López was partially supported by Institute of Advanced Studies in Science and Technology of Babeş-Bolyai University of Cluj-Napoca (Romania) under a Postdoctoral Advanced Fellowship, project CNFIS-FDI-2021-0061; by Xunta de Galicia (Spain), project ED431C 2019/02 and AIE, Spain and FEDER, grant PID2020-113275GB-I00.
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